U.S. Securities and Exchange Commission: Latest News, Top Stories & Analysis

CONSHOHOCKEN, PA — Hamilton Lane (Nasdaq: HLNE) recently received regulatory approval from the U.S. Securities and Exchange Commission for its Hamilton Lane Credit Income Fund, a new private credit vehicle …

Treasury Rolls Out AI Guardrails as Sanctions And G20 Plans Land

February 22, 2026February 21, 2026 - by Maryann Pugh

WASHINGTON, D.C. — The U.S. Department of the Treasury announced new tools to help banks and other financial firms manage artificial intelligence cybersecurity risks, while also releasing fresh data on …

Shocking $106M Vanguard Settlement Unveiled—Could Your Retirement Savings Be at Risk?

January 20, 2025January 19, 2025 - by Maryann Pugh

HARRISBURG, PA — The Pennsylvania Department of Banking and Securities (DoBS) has joined a $106 million settlement with Vanguard Marketing Corporation and The Vanguard Group, Inc., following claims of supervisory …