Broker-dealer: Latest News, Top Stories & Analysis

Intention.ly Targets Advisor Hiring Market With New Service

July 26, 2026July 22, 2026 - by Timothy Alexander

PHILADELPHIA, PA — Intention.ly is expanding into recruitment marketing for registered investment advisers and broker-dealers, seeking to capitalize on growing demand for financial advisors as the industry faces an expected …

Mergers and Acquisitions

CRC-Oyster Buys MRS to Expand Broker-Dealer Compliance

July 26, 2026July 22, 2026 - by Timothy Alexander

WAYNE, PA — CRC-Oyster acquired Modern Regulatory Services LLC to expand its broker-dealer compliance and financial operations capabilities as demand grows for specialized regulatory support across financial services firms. The …